Securities Whistleblower Attorney (January Update)

We Help Employees and Insiders Blow the Whistle on Securities Fraud

Securities fraud financial costs investors and taxpayers million of dollars every year. Whether motivated by greed or spurred on by incompetence, those who engage in fraudulent program deserve to be held accountable. If you have information or resources about securities fraud program, it is important that you come forward, and we encourage you to speak with a securities whistleblower lawyer at Oberheiden P.C. promptly.

The Office of the Whistleblower within the SEC administers the agency’s whistleblower program and oversees the review of tips, complaints, and referrals related to securities law violations. At Oberheiden P.C., our SEC whistleblower law firm works directly with this office to ensure submissions are properly filed and eligible for potential awards.

Our attorneys represent SEC whistleblowers nationwide. In most cases, blowing the whistle on securities fraud involves filing a complaint with the U.S. Securities and Exchange Commission (SEC). We have extensive experience working with the SEC whistleblower program, and we are well-versed in the Commission’s whistleblower rules and requirements. If you are thinking about coming forward, we can help you make an informed decision—and, if you decide to file a complaint, we can work with the SEC on your behalf throughout the program.

Our attorneys guide SEC whistleblower clients through every stage of the SEC whistleblower process, from preparing initial disclosures to working with investigators and ensuring compliance with all SEC rules governing confidentiality and reporting.

What You Need to Know as a Potential Securities Whistleblower

Blowing the whistle on securities fraud program is a big decision. It takes courage to come forward, and you must be prepared to work with the federal government while it investigates your allegations.

Under the Dodd-Frank Act, whistleblowers who provide original information leading to successful SEC enforcement actions may receive between 10% and 30% of the monetary sanctions collected. These rewards are designed to encourage individuals to report complex securities law violations that would otherwise go undetected.

But, it is also extremely important. Whistleblowers play a critical role in the federal government’s fight against securities fraud program, as the SEC acknowledges:

“Assistance and information from a whistleblower who knows of possible securities whistleblower law violations can be among the most powerful weapons in the law enforcement arsenal of the Securities and Exchange Commission. . . . [Whistleblowers] allow[] the Commission to minimize the harm to investors, better preserve the integrity of the United States’ capital markets, and more swiftly hold accountable those responsible for unlawful conduct.”

When the SEC brings a successful enforcement action based on original information provided by a whistleblower, that individual may be eligible to receive an SEC whistleblower reward. These awards are often granted under the Securities Exchange Act, which authorizes financial incentives for those who help uncover major securities violations.

If you believe that you may have information that qualifies you for whistleblower protection from the SEC program, our whistleblower lawyers can guide you through your next steps. We can explain everything you need to know, and we can make sure you feel confident moving forward—whichever path you choose. As you begin contemplating your next steps, here are some key considerations to keep in mind:

• If you have information about securities fraud program, coming forward is the right thing to do. By coming forward, you will be helping to protect the interests of investors and taxpayers throughout the United States, and potentially around the world.
• SEC whistleblower are entitled to confidentiality under federal securities law. When you hire a securities whistleblower attorney at Oberheiden P.C. to represent you, your attorney will work alongside the SEC to protect your identity from disclosure.
• You are under no obligation to move forward with blowing the whistle. When you schedule an initial consultation at Oberheiden P.C., you are under no obligation whatsoever to move forward. The purpose of this initial consultation is to help you make an informed decision about your next steps.
• We will not disclose your information without your express consent. We will hold all information you share in strict confidence, and we will not report it to the SEC unless you decide that this is what you want us to do.
• We provide no-cost legal representation for securities whistleblowers. It costs nothing out-of-pocket to hire a securities fraud whistleblower lawyer at Oberheiden P.C. If you receive a whistleblower award from the SEC, our fees will be calculated as a percentage of your SEC whistleblower award.

Many people who have information about securities fraud feel a sense of anxiety, and perhaps a sense of guilt, about coming forward. But, regardless of whether your information pertains to your employer, former employer, brokerage firm, or any other entity or individual, it is important to remember that exposing fraud is always the right thing to do. The information you share could save investors and taxpayers millions—if not tens or hundreds of millions—of dollars, and coming forward will help ensure that the fraud you disclose does not continue causing harm in the future.

Working with an experienced whistleblower law firm like Oberheiden P.C. ensures that your disclosures are strategically prepared, well-documented, and compliant with all SEC procedural rules—helping maximize your eligibility for both protection and potential compensation.

Put our highly experienced team on your side

Dr. Nick Oberheiden

Founder

Attorney-at-Law

Lynette S. Byrd

Former DOJ Trial Attorney

Partner

Brian J. Kuester

Former U.S. Attorney

Hon. Kevin McCarthy

55th Speaker, U.S. House of Representatives (ret.)

Government Consultant

Mike Pompeo

Of Counsel

Former U.S. Secretary of State

John W. Sellers

Former Senior DOJ Trial Attorney

Linda Julin McNamara

Federal Appeals Attorney

Nicholas B. Johnson

Former Prosecutor

Roger Bach

Former Special Agent (DOJ)

Chris J. Quick

Former Special Agent (FBI & IRS-CI)

Michael S. Koslow

Former Supervisory Special Agent (DOD-OIG)

Ray Yuen

Former Supervisory Special Agent (FBI)

We Represent Whistleblower Who Need to Disclose All Forms of Securities Fraud

Securities fraud can take many different forms. While some forms of securities fraud are overt, many are much more subtle. Corporate executives, board members, brokers, and advisors will often attempt to cover up their fraudulent practices as well—and this makes it vitally important for whistleblowers to come forward so that the SEC can investigate.

We represent whistleblowers who need to disclose all forms of securities fraud to the SEC. This includes (but is by no means limited to) fraudulent practices such as:

• Anti-money laundering (AML) violations
• Bribery and other forms of public corruption
• Broker and investment advisor fraud
• Corporate accounting fraud
• Cryptocurrency-related securities fraud (including fraudulent ICOs)
• Front-running
• Improper characterization of gains or losses
• Insider trading
• Market manipulation
• Ponzi schemes
• Submitting false reports to the SEC (i.e., Form 10-K or Form 10-Q)

Again, these are just examples. If you are aware, or think you may be aware, of any form of securities fraud, we encourage you to speak with one of our SEC whistleblower lawyers. Our attorneys have extensive experience in the field of securities fraud, and we can provide clear advice on whether it makes sense for you to come forward.

Why Choose a Securities Whistleblower Attorney at Oberheiden P.C.

If you need to blow the whistle on securities fraud, you need to make an informed decision about your legal representation. So, why should you choose the sec whistleblower program attorneys at Oberheiden P.C.?

1. We Will Put a Team of Highly Experienced Attorneys on Your Side

When you choose Oberheiden P.C., you won’t just work with a sec whistleblower program lawyer. You will work with a team of senior-level attorneys—all of whom have extensive relevant experience. Several of our attorneys used to prosecute securities fraud at the U.S. Department of Justice (DOJ), so we have a clear understanding of what the government needs from whistleblowers in order to take action.

2. We Will Advise You with Your Best Interests in Mind

Throughout our representation, we will advise you with your best interests in mind. As your legal counsel, our sole focus is on protecting you and helping you come forward if you choose to do so. We are 100% on your side, and we will never ask you to make decisions with anything less than complete information.

3. We Will Keep You Updated, Informed, and Involved Throughout the Process

While we will deal with the SEC on your behalf, we will keep you updated, informed, and involved throughout the process. We understand that blowing the whistle can be stressful, and we also understand that knowing what is going on can help put your mind at ease. We will be in contact with you regularly, and we encourage you to contact us any time you want to get in touch.

FAQs: Blowing the Whistle on Securities Fraud with the SEC

Speak with a Securities Whistleblower Attorney in Complete Confidence

To speak with a securities whistleblower program attorney at Oberheiden P.C., please call 888-680-1745 or contact us online. We will arrange for you to meet with one of our senior attorneys in confidence as soon as possible.

Further Information About Our Securities Whistleblower Services

• Securities Whistleblower Rewards
• Securities Whistleblower Complaints Involving Criminal Violations
• How the Federal Arbitration Act (FAA) Protects Securities Fraud Whistleblowers

Securities Whistleblower Attorney (December Update)