Wall Street Whistleblower Reward Attorney

Wall Street is a powerhouse of the American economy, with some of the largest corporations trading hundreds of millions of dollars daily. These transactions affect the lives of countless citizens, from investors to employees. Therefore, the government is interested in ensuring that publicly traded companies play by certain rules. Various regulators, such as the U.S. Securities and Exchange Commission (SEC) and the U.S. Commodity Futures Trading Commission (CFTC), exercise jurisdiction over Wall Street’s activities.

They cannot enforce the law on their own, however. Putting an end to the vast amounts of fraud, waste, and abuse that plague Wall Street requires the assistance of whistleblowers. These individuals provide valuable insider information to the government and help investigators and attorneys recover significant sums of money. Those who meet certain qualifications can claim some of that money as compensation. Working with the experienced Wall Street whistleblower rewards attorney at Oberheiden P.C., you can not only stop illegal activity but make a compelling case for a whistleblower award from enforcement actions.

Can You Become a Wall Street Whistleblower?

Publicly traded Wall Street companies are subject to a complex array of federal laws designed to prevent fraud, protect investors, stabilize the economy, and keep markets fair and free for everyone. These laws govern everything from accounting and securities to financial statements and taxes. When companies decide to flout the law, numerous other innocent people can pay the price for their misconduct.

You may work for a company and, through that position, have access to information that shows criminal or unethical Wall Street conduct. If so, you could qualify as a whistleblower. For instance, you may have knowledge concerning:

• Brokerage fraud: Brokerage firms can engage in different schemes to unjustly enrich themselves at the expense of their investor clients. Churning (excessive trading to generate fees) and failure to disclose material information about an investment are classic examples.
• Corporate accounting fraud: Proper and ethical accounting is one of the centerpieces of the Sarbanes-Oxley Act. Publicly traded companies may use accounting fraud to cheat investors or cover up other criminal activities.
• Cryptocurrency-related fraud: Cryptocurrency has moved into the mainstream as a financial instrument, which unfortunately makes it a prime target for scammers. Making fraudulent initial coin offerings (ICOs) is just one strategy that is used to cheat investors.
• Filing false SEC or CFTC reports: Companies that fall under the jurisdiction of the SEC or CFTC must file various reports with these agencies. Filing false reports is not only a securities law violation; it can be used to rip off investors and destabilize the market.
• Front-running and other trading violations: Executing trades is a heavily regulated practice, but some brokers use the opportunity to line their own pockets. Front-running is one example of this, and it is the practice of acting on advance knowledge of an expected large transaction for personal financial gain.
• Insider trading: More generally, making stock or other trades based on information that is not publicly known is referred to as insider trading. It is a form of illegal market manipulation with significant consequences for investors.
• Ponzi schemes: A Ponzi scheme is an investment strategy by which money from more recent investors is taken and given to previous investors. A sign that something is a Ponzi scheme is that it promises unrealistic returns.
• Public corruption and bribery: The Foreign Corrupt Practices Act (FCPA) makes it illegal for a publicly traded company to bribe foreign officials for the purposes of enriching itself. This level of corruption risks national security and SEC whistleblowers play a critical role in stopping it.
• Tax evasion and tax fraud: Corporate tax fraud deprives the government of billions of dollars in revenue. Various tactics have been devised to hide and underreport money or claim invalid credits, deductions, and exemptions.

Put our highly experienced team on your side

Dr. Nick Oberheiden

Founder

Attorney-at-Law

Lynette S. Byrd

Former DOJ Trial Attorney

Partner

Brian J. Kuester

Former U.S. Attorney

Hon. Kevin McCarthy

55th Speaker, U.S. House of Representatives (ret.)

Government Consultant

Mike Pompeo

Of Counsel

Former U.S. Secretary of State

John W. Sellers

Former Senior DOJ Trial Attorney

Linda Julin McNamara

Federal Appeals Attorney

Nicholas B. Johnson

Former Prosecutor

Roger Bach

Former Special Agent (DOJ)

Chris J. Quick

Former Special Agent (FBI & IRS-CI)

Michael S. Koslow

Former Supervisory Special Agent (DOD-OIG)

Ray Yuen

Former Supervisory Special Agent (FBI)

Claiming Your Reward

If you have evidence of the above or other forms of misconduct, you may be able to seek a reward of up to 30% of the monetary sanctions collected by the government through its successful enforcement action. These are a few ways you can improve your chances of claiming the highest possible reward under the SEC whistleblower program:

• Be the first to blow the whistle: If you learn about securities fraud or other forms of Wall Street abuse, do not delay reporting fraud. The law rewards those who step forward first. You can schedule a confidential consultation with our firm to get started.
• Have original information: The information you have should be original, which means it is not already known to the government or the public. Your evidence may allow investigators to open a new case or it may support an already existing one.
• Have specific information: You might suspect that a company or individual on Wall Street is breaking the law, but it takes more than a hunch to claim a whistleblower reward. The more detailed, credible, and specific your information is, the more it helps the government stop waste, fraud, and abuse. This translates to a higher likelihood of a significant reward.
• Respond to government requests for cooperation: The SEC, CFTC, and other federal agencies take their time with investigations into suspected Wall Street crimes. It is common for officials to reach out several times to the whistleblower for assistance. If you are responsive and helpful, you stand a better chance of a greater reward under the CFTC’s whistleblower program.
• Work with an experienced whistleblower law firm: Hiring a seasoned Wall Street whistleblower rewards attorney is essential to properly filing and pursuing your whistleblower case. We advocate on behalf of our clients for the CFTC whistleblower programs rewards they deserve for exposing Wall Street wrongdoing.

Contact Our Wall Street Whistleblower Rewards Attorney

Oberheiden P.C. works with individuals in various economic sectors to expose criminal activity and put a stop to it. If you have evidence that someone on Wall Street is breaking the law, we can help you end it and claim whistleblower awards in the process. Contact or call our SEC whistleblower lawyer today to learn more.